Internal Audit Manager –Wealth Management

Internal Audit Manager job –Wealth Management

Location: London and often Regional locations available (client has some flexibility per week re WFH)

Leading global advisory firm, providing consultancy & solutions businesses need. The internal audit team delivers outsourced internal audit services, risk and control advisory review and assurance reviews for Banks and other lenders, insurance firms, asset/wealth managers, capital market firms, payment firms and pension funds etc.

As an Internal Audit Advisory Manager team, you will have the opportunity to work on a variety of engagements, gaining experience in planning and delivering internal audit assignments and on regulatory advisory engagements. Leading the planning of engagements and organising the delivery of the work and sometimes directly leading more complex assignments.

This role will focus on the Asset & Wealth Management sector.

Key responsibilities

Managing internal audit internal control and regulatory assignments for Financial Services clients, including planning, organisation of resources and review

Managing and delivering internal audit reviews and regulatory assurance reviews within the Financial Services sector and making value-add recommendations to senior management

Supporting Senior Management to develop and deliver the annual internal audit planLeading relationships with key internal stakeholders.

Representative at client meetings and attending senior management and other meetings

Managing a team and supporting the development of team membersInvolvement in key activities, which may include recruitment, budgeting, resource allocation, quality assurance etc.

Developing guidance and running training on key business and regulatory matters relating to asset/wealth managemen

Being aware of possible business opportunities for the team

Assisting with realising the Internal Audit opportunities through marketing, recruitment and training, and development of methodologiesAssisting in the development of our internal audit service offerings and the training of staff

Delivering assignments in the required timeframe as agreed with the client

Maximising utilisation by working effectively and efficiently and ensuring the team is working efficiently tooEnsuring projects are well managed and commercially viable by budgeting effectively and billing clients promptly

Being alive to possible business opportunities for the team and bring to the attention of the Senior Manager and relevant Partner

Required Skills and Experience

Ideally:

Recognised accountancy or internal audit professional qualifications and (or) memberships i.e. ICAEW, CIMA, CIIA, ACCA etc. or relevant industry qualification.Internal audit or regulatory assurance experience working within or with asset/wealth management for at least 1 year

Have undertaken a range of internal audit or advisory assignments and understand internal audit methodology and techniques

Knowledge of the UK regulatory environment with deeper knowledge of

Asset&Wealth Management and the risks that they face

Understanding of risk management and internal control

About Brimstone Consulting: We specialise in finding highly qualified staff in the following areas:
Forensic Accounting & Fraud - (AML/CTF, Investigation, CFE’s etc.); Legal and LegalTech (E-Discovery, Digital Forensics, EDRM); Big Data and Data Analytics  - (MI/BI/CI);  InfoSec and Cyber Crime; Audit;  Accountancy and Finance; FinTech (Payments etc.);  Risk - (Credit, Regulatory, Liquidity, Market, Analysts-SAS, SPSS etc.);  Compliance/Corporate Governance ;  IT  - (full SDLC- BA’s PM’s , Architects, Developers etc.);

Brimstone Consulting acts as an employment agency (permanent) and as an employment business (temporary) - a free and confidential service to candidates. Brimstone Consulting is an equal opportunities employer. Due to time constraints we can only reply to applicants that match our clients’ specifications. We may store applications in our cloud storage facilities that may include dropbox.

Our Data Protection number: ZA053843 

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